The Office of the Superintendent of Financial Institutions is doing a good job overall, but there is room for improvement, according to a report published…

By: James Langton
February 19, 2006 February 19, 2006
16:48

Quebec man convicted of selling securities without registration

Valade fined $30,000

By: IE Staff
February 17, 2006 February 17, 2006
16:45

CSA spells out its mission

New report outlines how Canadian Securities Administrators functions

By: IE Staff
February 17, 2006 February 17, 2006
13:40

NASAA lists common investor traps

The North American Securities Administrators Association today outlined a forecast of the 13 most common ways investors are likely to be trapped in 2006.NASAA’s “Unlucky…

By: James Langton
February 16, 2006 February 16, 2006
16:30

U.S. regulators plan SOX roundtable

Issuers and auditors to discuss internal control reporting

By: James Langton
February 16, 2006 February 16, 2006
15:50

Pension plans facing solvency challenge, Le Pan says

OSFI head laments “new rule overload”

By: IE Staff
February 16, 2006 February 16, 2006
15:30

NYSE censures Deutsche Bank Securities

By: James Langton
February 15, 2006 February 15, 2006
10:45

SEC cracks down on late filers

Revokes the registration of 25 issuers

By: James Langton
February 15, 2006 February 15, 2006
10:30

NASD settles with U.S. over market timing charges

Diversified Investors fined US$1.3 million

By: James Langton
February 14, 2006 February 14, 2006
16:40

SEC alleges manager overstated value of portfolio

Fines woman US$15,000

By: IE Staff
February 14, 2006 February 14, 2006
16:35

Quebec regulators freeze Tremblay funds

$1.3 million in frozen assets

By: James Langton
February 13, 2006 February 13, 2006
16:50

Quebec orders liquidation of ZENITH fund

The Autorité des marchés financiers announced that the Quebec’s finance minister has ordered the liquidation of the assets of ZENITH Stable Value Growth Fund.The decision…

By: James Langton
February 13, 2006 February 13, 2006
16:30