The North American Securities Administrators Association Inc. today announced plans to host a public forum to explore possible market manipulation through naked short selling activity.Naked…

By: James Langton
November 17, 2005 November 17, 2005
16:10

Hedge funds the new frontier for regulators, says OSC chairman

The Ontario Securities Commission will be looking to step up the regulation of hedge funds, and protect the interests of small investors, said David Wilson…

By: James Langton
November 17, 2005 November 17, 2005
11:30

Court appoints receiver for @rgentum

A. John Page to take control of assets

By: IE Staff
November 16, 2005 November 16, 2005
16:45

AMF takes over administration of La Vigilance

Regulator concerned with insurer’s financial position

By: James Langton
November 16, 2005 November 16, 2005
12:55

NYSE Regulation fines Schwab US$1 million

Dealer failed to supervise and protect customer assets

By: James Langton
November 15, 2005 November 15, 2005
10:20

OSC launches webcast on prospectus and registration exemptions

Presentation explains changes to the exemption regime

By: IE Staff
November 14, 2005 November 14, 2005
13:30

Judge allows OSC to freeze Fraleigh’s accounts

Accounts at Dundee Securities frozen until March 31

By: IE Staff
November 14, 2005 November 14, 2005
12:30

TD Waterhouse settles with BCSC

Dealer violated cease trade orders

By: IE Staff
November 14, 2005 November 14, 2005
11:30

OSC to seek extension to Fraleigh account freeze

Investigation into trading of Place Dome securities continues

By: IE Staff
November 14, 2005 November 14, 2005
08:35

OSC names Melnyk in Biovail insider trading probe

Firm raises earnings outlook

By: IE Staff
November 14, 2005 November 14, 2005
08:30

Quebec regulators freeze assets of Mont Real Corp.

The Autorité des marchés financiers reports that, at its request, the Québec Finance Minister has appointed Jean Robillard of Raymond, Chabot, Grant, Thornton, as the…

By: James Langton
November 11, 2005 November 11, 2005
08:30