Latest news in From the Regulators

US$25 million gone in 12 seconds, DOJ alleges article image Cyber attack

US$25 million gone in 12 seconds, DOJ alleges

OSC gives whistleblower $300,000 reward article image Whistleblower

OSC gives whistleblower $300,000 reward

ESMA finalizes anti-greenwashing guidance article image Greenwashing and isolated green warning sign against white background stock illustration

ESMA finalizes anti-greenwashing guidance

Court rejects challenge to SEC’s ESG disclosure rule

CFTC sanctions crypto intermediary

Shift to T+1 poses short-term risk: Moody’s article image Abstract lines

Shift to T+1 poses short-term risk: Moody’s

CFTC to draw line between gambling, futures trading article image U.S. flag and voting stickers

CFTC to draw line between gambling, futures trading

Capital raising shifts further to exempt market in Quebec

OSC tests new early-stage exemptions article image a bright idea

OSC tests new early-stage exemptions

Binance hit with $6-million Fintrac fine

U.S. banks undertake blockchain experiment

Former fund rep sanctioned for exceeding registration article image Banned

Former fund rep sanctioned for exceeding registration

ESMA consults on retail crypto funds article image consultation discussion

ESMA consults on retail crypto funds

IOSCO chief heads to FSB article image Human resources, recruitment and management concept people icon on wooden blocks alternate text for this image

IOSCO chief heads to FSB

U.S. regulators revive incentive pay proposals

OSC to increase focus on DIY investors article image Silhouette of man at sunset

OSC to increase focus on DIY investors

FSRA chief tapped for Ontario Energy Board article image Queen's park, Ontario

FSRA chief tapped for Ontario Energy Board

SEC sanctions systematic audit firm failures article image Judge's gavel with magnifying glass on black.

SEC sanctions systematic audit firm failures

Misleading disclosure wasn’t material, BCSC panel finds

Delay for OSC’s Bridging hearing denied article image Judge makes ruling

Delay for OSC’s Bridging hearing denied

Binance founder sentenced to 4 months article image jail bars

Binance founder sentenced to 4 months

TD takes US$450M provision related to anti-money laundering inquiry article image TD bank. stock photo

TD takes US$450M provision related to anti-money laundering inquiry

Helping investors make use of climate disclosures article image iPad health

Helping investors make use of climate disclosures

Market correction risks elevated, regulators caution article image Building graph

Market correction risks elevated, regulators caution

Fraudsters faking identities, duping banks article image Metal handcuffs placed over the word fraud

Fraudsters faking identities, duping banks