Latest news in From the Regulators

Advisors face new U.S. fiduciary requirements article image Pro bono advice

Advisors face new U.S. fiduciary requirements

Tribunal asked to pause OSC’s Bridging case

Nature, workforce risks next on ISSB’s agenda article image Green globe in forest

Nature, workforce risks next on ISSB’s agenda

FCA escalates greenwashing fight article image environment

FCA escalates greenwashing fight

Court certifies crypto class action against Binance

Crypto manipulator convicted

OSC hikes fees for crypto firms article image Bitcoin cyptocurrency

OSC hikes fees for crypto firms

CIRO seeks stiffer enforcement sanctions article image Gavel and Money - Canada stock photo

CIRO seeks stiffer enforcement sanctions

CSA sets path to market data reforms article image Trader at computer screen

CSA sets path to market data reforms

FSRA disciplinary disclosure faces legal challenge article image Entrance to Financial Services Regulatory Authority of Ontario

FSRA disciplinary disclosure faces legal challenge

Former fund rep fined, banned for fraud

Improving how shadow banks cope with stress article image Building graph

Improving how shadow banks cope with stress

CSA extends crypto firms’ stablecoin deadline

Real estate Ponzi schemer sanctioned by BCSC article image Picking a dollar

Real estate Ponzi schemer sanctioned by BCSC

Crypto exchange hacker gets jail time

Retail investor issues get top billing on IOSCO agenda article image online investing

Retail investor issues get top billing on IOSCO agenda

Ontario court certifies fourth NSF fee class action article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ontario court certifies fourth NSF fee class action

CIRO sketches three-year strategic vision article image Silhouette of man at sunset

CIRO sketches three-year strategic vision

Fund rep’s side hustle results in ban, fine

PCAOB sanctions KPMG, Deloitte affiliates for exam cheating

FCA to revive research bundling article image Trader screen

FCA to revive research bundling

Investors share modest recovery following former rep’s unregistered trading

ESMA grapples with securities financing

Momentum building for T+1 in Europe article image concept of time

Momentum building for T+1 in Europe

Rep incorporation proposals prove to be sticky wicket article image a man pushing a giant ball while others push squares

Rep incorporation proposals prove to be sticky wicket