OSC wins investor education award
Regulator reached 16,900 of people with 54 presentations, NASAA says
- By: IE Staff
- June 6, 2008 June 6, 2008
- 08:55
Latest news in From the Regulators
Court approves ABCP plan
Restructuring plan expected to be completed by end of June
- By: IE Staff
- June 6, 2008 June 6, 2008
- 08:10
Central bank makes change in eligibility requirements for NHA MBS
The Bank of Canada announced a change in the eligibility requirements for certain securities pledged as collateral under its Standing Liquidity Facility.Effective immediately, the minimum…
- By: James Langton
- June 5, 2008 June 5, 2008
- 15:35
FSA tackles illegal insider trading
The UK’s Financial Services Authority has unveiled a set of principles designed to guide the handling of inside information to prevent illegal trading.
- By: IE Staff
- June 5, 2008 June 5, 2008
- 10:40
SEC to host international roundtable on use of interactive data for financial reporting
The U.S. Securities and Exchange Commission today announced the list of panelists scheduled to participate in a roundtable on the use of interactive data for…
- By: James Langton
- June 4, 2008 June 4, 2008
- 13:50
ASC issues cease trade order against Malsbury Investment
Staff allege investors contributed over $12 million through the illegal distribution of promissory notes
- By: IE Staff
- June 4, 2008 June 4, 2008
- 11:10
Academic counters Flaherty’s bid for national securities regulator
National securities enforcement agency more achievable, says Queen’s professor
- By: IE Staff
- June 4, 2008 June 4, 2008
- 10:40
FSCO to review Ontario car insurance legislation
Regulator calls for submissions from stakeholders
- By: James Langton
- June 3, 2008 June 3, 2008
- 16:10
U.S. regulators approve trading of futures and option contracts on gold ETF
First results of SEC-CFTC memorandum of understanding
- By: James Langton
- June 3, 2008 June 3, 2008
- 15:30
OSFI offers guidance on hedge contracts and seg fund guarantee capital requirements
The Office of the Superintendent of Financial Institutions has published a draft advisory that gives insurance companies guidance on the recognition of hedges in terms…
- By: James Langton
- June 3, 2008 June 3, 2008
- 11:20
NBSC suspends MFDA rule regarding payment of commissions to non-registered entities
Regulators takes same action as other provinces
- By: IE Staff
- June 2, 2008 June 2, 2008
- 13:55
Feds improve transparency of principal protected notes
New regulations take effect July 1
- By: IE Staff
- June 2, 2008 June 2, 2008
- 10:10
Newly merged IIROC ready to open shop
SRO begins operations June 1
- By: IE Staff
- June 1, 2008 June 1, 2008
- 12:40
OSC releases key findings of investment fund continuous disclosure review
Room for improvement in several areas
- By: IE Staff
- June 1, 2008 June 1, 2008
- 10:45
OSC calls for new members for Continuous Disclosure Advisory Committee
Representatives from reporting issuers, industry associations, advisors, and investing organizations invited to apply
- By: IE Staff
- May 30, 2008 May 30, 2008
- 10:10
Securities regulators one step closer to mutual recognition with U.S.
Schedule announced for process agreement to be completed mid-June; IIAC lends industry support
- By: IE Staff
- May 30, 2008 May 30, 2008
- 08:20
Cox succeeds Prada at IOSCO
Canadian regulators active on task forces
- By: James Langton
- May 29, 2008 May 29, 2008
- 14:40
BCSC bans former MDMI CEO from capital markets for five years
Elliot sold securities without being registered or filing a prospectus
- By: IE Staff
- May 29, 2008 May 29, 2008
- 12:15
IOSCO releases report on subprime crisis
Report makes recommendations on issuer transparency and investor due diligence, risk management, and valuation and accounting issues
- By: James Langton
- May 29, 2008 May 29, 2008
- 08:15
Adoption of IFRS would give world a common language for financial reports, SEC chief says
ISOCO panel discusses challenges inherent in setting accounting standards
- By: James Langton
- May 28, 2008 May 28, 2008
- 14:10
Credit crunch fallout dominates IOSCO meeting
Crisis sparks variety of regulatory reform proposals
- By: James Langton
- May 28, 2008 May 28, 2008
- 12:40
BCSC shuts down Burnaby phone room
Issues temporary cease trade order against Adcapital companies
- By: IE Staff
- May 28, 2008 May 28, 2008
- 09:10