The U.S. Securities and Exchange Commission announced that it has proposed revised oil and gas company reporting requirements that are designed to help provide investors…
Competition Policy Review Panel report calls for increase in foreign investment
The Bank of Canada today announced that it will begin accepting U.S. Treasury securities as collateral under its Standing Liquidity Facility.As the Bank indicated last…
The U.S. Securities and Exchange Commission announced an initiative to design the disclosure system of the future.The SEC pledged to examine fundamental questions about the…
In a sign that credit market conditions have improved, the Bank of Canada says that the term purchase and resale agreement (PRA) that matures on…
Act will allow MX to be more efficient, minister says
Regulator issues reprimand; imposes $5,000 fine
Changes come into force Sept. 12
Amendments will come into force Sept. 8
Serious work needed to transform current regulatory structure, Paulson says
Ex-CEO Dunn charged with fraud
U.S. regulators and law enforcement brought charges against two former portfolio managers from Bear Stearns Asset Management over the collapse of their hedge funds last…
Rule changes reflect observations made during ABCP disruption
Royal Canadian Mounted Police have arrested six people in connection with the massive Norbourg securities scandal, including former CEO Vincent Lacroix, who is already serving…
All money services businesses will be required to register with FINTRAC by June 23. This registration requirement follows recent changes to the Proceeds of Crime…
IASCF Monitoring Group will provide for organized interaction between national regulators and the International Accounting Standards Board
Fines and penalties total $545,000
Ontario’s Limitation Act does not give the court the authority to allow an action to be commenced after the expiry of a limitation period
The Investment Industry Regulatory Organization of Canada has announced timelines for the implementation of the new methodology for margining equity securities.The new methodology will apply…
World economy continues to face uncertainty
Changes address client record requirements
Regulator notes an increase in the number of managers that are deficient in meeting the minimum requirements
Rights issue process provides greater scope for what might amount to market abuse, UK regulator says
Staff of the U.S. Securities and Exchange Commission are seeking to modernize the reporting requirements for oil and gas companies.The existing requirements concerning oil and…