AMF looking to recover $32 million
U.S. markets need to made more resilient and stable
The U.S. Securities and Exchange Commission and the U.S. Federal Reserve Board announced that they have signed a memorandum of understanding (MOU) designed to improve…
Authorities in the United Kingdom are launching new programs to promote personal financial education and to provide financial advice for poor families.The UK Treasury and…
Tighter deadlines for proposed rule changes
$190.7 million in settlement monies distributed so far, OSC says
The UK’s Financial Services Authority has decided to demand greater disclosure about positions held through so-called contracts for difference (CFDs).The FSA announced today that after…
The U.S. Securities and Exchange Commission is seeking to define certain equity-linked financial products as securities in order to protect investors.The SEC has published for…
Final version includes new vision statement
Amendment removes references to “another person” and “widely recognized professional association”
A former B.C. mutual fund dealer is facing fraud charges in a scheme that police say cost investors $10 million.The Vancouver Integrated Market Enforcement Team…
The U.S. Securities and Exchange Commission is providing more detail into plans to allow foreign brokers easier access to U.S. markets.The SEC today published a…
“Crown Revenue Distributions” being promoted through an Internet newsletter
Regulators prepared to recommend exemptive relief on a case by case basis
Capital rules may amplify distortions
The U.S. Securities and Exchange Commission announced that it has proposed revised oil and gas company reporting requirements that are designed to help provide investors…
Competition Policy Review Panel report calls for increase in foreign investment
The Bank of Canada today announced that it will begin accepting U.S. Treasury securities as collateral under its Standing Liquidity Facility.As the Bank indicated last…
The U.S. Securities and Exchange Commission announced an initiative to design the disclosure system of the future.The SEC pledged to examine fundamental questions about the…
In a sign that credit market conditions have improved, the Bank of Canada says that the term purchase and resale agreement (PRA) that matures on…
Act will allow MX to be more efficient, minister says
Regulator issues reprimand; imposes $5,000 fine
Changes come into force Sept. 12