IASCF Monitoring Group will provide for organized interaction between national regulators and the International Accounting Standards Board
Fines and penalties total $545,000
Ontario’s Limitation Act does not give the court the authority to allow an action to be commenced after the expiry of a limitation period
The Investment Industry Regulatory Organization of Canada has announced timelines for the implementation of the new methodology for margining equity securities.The new methodology will apply…
World economy continues to face uncertainty
Changes address client record requirements
Regulator notes an increase in the number of managers that are deficient in meeting the minimum requirements
Rights issue process provides greater scope for what might amount to market abuse, UK regulator says
Staff of the U.S. Securities and Exchange Commission are seeking to modernize the reporting requirements for oil and gas companies.The existing requirements concerning oil and…
The new federal disclosure regime governing principal-protected notes was published today in the Canada Gazette.The new regime, which takes effect July 1, updates a disclosure…
Interactive DVD shows negative consequences of falling victim to a scam
The U.S. Commodity Futures Trading Commission announced the formation of an inter-agency task force to evaluate developments in commodity markets.The CFTC says that the group…
New law requires licensing of all payday lending industry operators and bans controversial lending practices
Industry to provide views on index trading and energy trading on foreign boards of trade
IDA, RS combine to form Investment Industry Regulatory Organization of Canada
Regulator enhances disclosure requirements
Client funds not invested as promised, police say
Regulator reached 16,900 of people with 54 presentations, NASAA says
Restructuring plan expected to be completed by end of June
The Bank of Canada announced a change in the eligibility requirements for certain securities pledged as collateral under its Standing Liquidity Facility.Effective immediately, the minimum…
The UK’s Financial Services Authority has unveiled a set of principles designed to guide the handling of inside information to prevent illegal trading.
The U.S. Securities and Exchange Commission today announced the list of panelists scheduled to participate in a roundtable on the use of interactive data for…
Staff allege investors contributed over $12 million through the illegal distribution of promissory notes