The U.S. Treasury Department announced an extension of its guarantee program for money market funds until April 30, 2009. All money market funds that currently…
Comments due Dec. 19
Cyr found guilty of tax fraud
Regulators approve amendments to eliminate IIROC internal appeal panels
Tax rules permit in-kind asset transfers
SEC to convene meeting of IOSCO Technical Committee
Province increases capacity of FSCO to oversee pension plans
Goal is to help ensure that the banking sector serves its traditional role as a shock absorber to the financial system
Ottawa to work with provinces to put in place a common securities regulator to increase oversight
Association will host a Regulatory Reform Roundtable next month in Washington, D.C.
Rule changes will help mutual fund investors more easily obtain the key information they need
At a time when the supremacy of markets is under siege, Mark Carney, governor of the Bank of Canada, argues that continuously open markets are…
Lee’s actions misvalued natural gas options
The Ontario Securities Commission has filed an application with the Superior Court of Justice seeking an order appointing a receiver and manager of all the…
OSC obtains court order
A hearing panel of the Prairie Regional Council of the Mutual Fund Dealers Association has suspended membership of B.C.-based Laurier Capital Planning Inc.According to the…
Agency reviewing all tax shelter-related donation arrangements
Proposal to be unveiled by the end of April 2009
Legacy Associates fined $15,000 for compliance violations
U.S. regulators to address OTC market in credit default swaps
No threat has been indentified, bank says
Ottawa lends additional support for Canadian credit markets
New term loan facility unveiled
Agencies call on banking organizations to review management compensation policies
The UK’s Financial Services Authority is calling on regulators and law enforcement agencies from around the world, including the U.S. Securities and Exchange Commission and…