Latest news in From the Regulators

Financial crisis prompts U.K. regulatory changes

Vancouver accountant fined $70,000

IIROC gives February 2010 deadline for rulebook re-write

CFTC names Dunn acting chairman

First Ministers endorse full labour mobility across Canada

Investment firm fined for advising in B.C. without registration

  • By: IE Staff
  • January 16, 2009 January 16, 2009
  • 13:35

Basel Committee seeks to reform capital adequacy framework

ASC settles illegal insider trading allegations against Calgary businessman

  • By: IE Staff
  • January 15, 2009 January 15, 2009
  • 10:10

Regulators need to treat economic crime more seriously, says Wilson

Opt-in provision could allow single regulator regime to take effect sooner rather than later, Hockin says

Quebec unveils refundable tax credit for home improvement

Joint investor conference to meet in Washington, D.C.

UK regulator welcomes proposed new “immunity notices” power

Ex-Celestica employee accused of insider trading

  • By: IE Staff
  • January 14, 2009 January 14, 2009
  • 08:30

Quebec will continue to oppose single securities regulator

Flaherty welcomes report on single securities regulator for Canada

  • By: IE Staff
  • January 13, 2009 January 13, 2009
  • 08:03

Expert Panel calls for single securities regulator

Alberta opposed to single federal regulator

Mexico’s Ortiz named chairman of BIS

Biovail to pay $5 million fine to OSC

  • By: IE Staff
  • January 11, 2009 January 11, 2009
  • 17:10

Ottawa eyes improving regulation of private pensions

  • By: IE Staff
  • January 11, 2009 January 11, 2009
  • 16:15

Regulators turn away from TREATS

No plans to increase capital targets for banks, OSFI head says

CSA stresses disclosure obligations during current market conditions

  • By: IE Staff
  • January 8, 2009 January 8, 2009
  • 12:20

UK regulator fines Aon unit for suspicious payments