The Bank for International Settlements’ board elected its new chairman Monday, Guillermo Ortiz, governor of the Bank of Mexico.Ortiz will succeed Jean-Pierre Roth, who has…
Firm admits it mislead investors
Flaherty releases discussion paper
CSA decides not to proceed with Transaction Reporting and Electronic Audit Trail System
Canadian banks better positioned than most to deal with “second wave” of economic downturn
Clear disclosure will be important to help investors understand risks, regulators say
The UK’s Financial Services Authority announced that it has levied its largest fine related to financial crime against insurance firm Aon Ltd. for failing to…
The Basel Committee on Banking Supervision announced that it is broadening the mandate of its Basel II implementation subcommittee to include the task of implementing…
More institutions eligible to participate
Consultation paper aims to address weaknesses that were exposed by the financial crisis
The UK’s Financial Services Authority is proposing to extend its temporary disclosure regime for significant net short positions in the stocks of UK financial sector…
ASC panel decision follows similar order by BCSC
Firms failed to adequately monitor for suspicious trading activity
BCSC fines firm and president for advising clients without registration
Firm failed to disclose referral arrangement with Portus to clients
Managing capital conservatively does not mean increasing capital, regulator says
Proprietary Industries duo ordered to pay $1.5 million in fines and costs
Dapaah falsified more than $21 million in charitable donations
Regulators grant extension to MFDA
Passport system available to registrants in all provinces, CSA says
Regulators propose changes in three main areas
KPMG was appointed receiver and manager of all of the property of New Life Capital Corp. and its related entities by the Superior Court of…
Big companies required to start using tags by mid-2009
In a discussion paper released Friday, the UK’s Financial Services Authority aims to explore the steps the regulator or others could take to help consumers…