A British Columbia Securities Commission panel has found that two Quebec residents illegally purchased the shares of a publicly traded company before it had disclosed…
Deadline for providing a response would be shortened to three months
Commission responds to challenges facing market participants
The Financial Stability Forum announced that it has decided to expand its membership to include all the members of the G20.
Toronto Police have issued a warning about fraudsters pretending to represent the Canada Revenue Agency to seek personal information.
Hearing scheduled for April 30
As part of Fraud Awareness Month, the Alberta Securities Commission (ASC) has launched a number of new online resources to help investors avoid investment fraud…
Wellspring and Springpay bilked investors out of $570,000
Strengthening capital framework will lay foundation for more resilient banking system
The U.S. Securities and Exchange Commission has settled charges against Merrill Lynch, Pierce, Fenner & Smith Inc. over allegations that it let traders at other…
Consolidating securities regulation would further strengthen stability framework
A hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) has suspended the membership of Credifinance Securities Ltd., following following an expedited hearing…
The Office of the Superintendent of Financial Institutions is issuing a draft advisory that sets out its view on the capital treatment of reverse mortgages.OSFI…
New policies needed to limit the incidence and impact of systemic risk
Banks told to incorporate adverse outcomes in their planning
The Alberta Securities Commission (ASC) has extended an interim cease trade order against Lethbridge businessman Robert Michael Smylski and Smylski Consulting Services Ltd., which operates…
Senior supervisors group issues report on management of recent CDS credit events
Proposal would bring transparency to primary market, government agency and GSE debt
Ability to carry out administrative responsibilities impaired by consumption of prescribed medication
Move to a more principles-based approach to regulation is desirable
Rules intended to improve the accessibility and transparency of commission proceedings
Dedicated team to handle high-risk tips
Review follows in wake of Madoff scandal
The international umbrella group for securities regulators has published its recommendations for improving oversight of commodity futures markets, the International Organization of Securities Commissions said…