Council of Ministers names interim chair
Alberta’s Evans succeeds Selinger
- By: James Langton
- September 29, 2009 September 29, 2009
- 11:27
Latest news in From the Regulators
Council of Ministers names interim chair
National registration regime implemented: CSA
New rules and streamlined process for dealers and advisors launched
- By: IE Staff
- September 28, 2009 September 28, 2009
- 11:41
Saskatchewan cease-trade order issued over inflated shares
SFSC issues temporary ban on two Hong Kong-based companies
- By: IE Staff
- September 28, 2009 September 28, 2009
- 09:50
Canadian regulators prep for changeover to International Financial Reporting Standards
CSA materials aimed at ensuring a smooth transition from current Canadian GAAP to IFRS
- By: IE Staff
- September 27, 2009 September 27, 2009
- 11:05
New forum offers global framework for regulatory co-operation on OTC derivatives
Bank of Canada joins other central banks and regulators
- By: James Langton
- September 24, 2009 September 24, 2009
- 15:39
Prepare for enhanced disclosure on fees and services, advisors told
Client-advisor relationship has become a key area of focus for regulators around the world, IIROC head says
- By: Megan Harman
- September 24, 2009 September 24, 2009
- 14:42
Fed to scale back emergency lending programs
Cuts TAF, TSLF loan amounts
- By: IE Staff
- September 24, 2009 September 24, 2009
- 12:45
Securities transition office to work closely with provinces, Hyndman says
Goal is to design strongest securities regulator in the world
- By: Megan Harman
- September 24, 2009 September 24, 2009
- 11:56
SEC suspends trading in 17 companies to combat corporate hijackings
Seven Canadian firms on temporary suspension list
- By: James Langton
- September 23, 2009 September 23, 2009
- 15:35
Finance proposals intended to streamline GST for financial services sector
Changes improve upon previous draft
- By: IE Staff
- September 23, 2009 September 23, 2009
- 13:50
Bank of Canada working to identify “core” financial markets
Financial crisis a learning opportunity, Longworth says
- By: James Langton
- September 23, 2009 September 23, 2009
- 12:11
IIROC names ADR Chambers arbitration administrator for Western Canada
Firm is now the approved administrator in all provinces and territories except Quebec
- By: James Langton
- September 23, 2009 September 23, 2009
- 11:27
Bank of Canada scales back temporary liquidity measures
Improved market conditions close two programs
- By: James Langton
- September 22, 2009 September 22, 2009
- 15:50
FINRA fines three U.S. investment banks for supervisory failures in Vonage IPO
Violations focused on outsourcing of communications with customers
- By: James Langton
- September 22, 2009 September 22, 2009
- 15:33
Ex-Norbourg CEO pleads guilty to fraud
Trial for co-accused to continue
- By: IE Staff
- September 21, 2009 September 21, 2009
- 13:38
Ontario approves registration reform rules
New regime takes effect Sept. 28
- By: James Walker
- September 21, 2009 September 21, 2009
- 09:30
SEC proposes flash trading ban
Flash orders may create a two-tiered market, regulator says
- By: IE Staff
- September 18, 2009 September 18, 2009
- 13:43
Basel Committee issues report of Cross-border Bank Resolution Group
Recommendations designed to improve the resolution of a failing financial institution that has cross-border activities
- By: James Langton
- September 17, 2009 September 17, 2009
- 15:53
U.S., UK regulators discuss approaches to global regulatory requirements
FSA, SEC identify a common set of data to collect from hedge fund managers
- By: James Langton
- September 16, 2009 September 16, 2009
- 12:57
Feds pledge to get tough on white-collar crime
Proposed legislation would create mandatory jail sentence for serious fraud
- By: James Langton
- September 16, 2009 September 16, 2009
- 10:25
NASAA will continue to defend local regulators amid a push for centralization
State and provincial regulators play an important role, incoming president says
- By: James Langton
- September 15, 2009 September 15, 2009
- 16:24
IIROC bans Vancouver rep for refusal to co-operate with investigation
Lower fined $50,000
- By: IE Staff
- September 15, 2009 September 15, 2009
- 16:02
B.C. moves to improve investor protection
Proposed Insurance Act changes aimed at protecting consumers
- By: James Langton
- September 15, 2009 September 15, 2009
- 15:55
SEC subcommittees to focus investor education and protection
Work of subcommittees to inform regulatory agenda
- By: James Langton
- September 15, 2009 September 15, 2009
- 15:30