Goldman Sachs under fire in Washington
U.S. lawmakers push for Canada style rules
- By: Lee-Anne Goodman
- April 27, 2010 April 27, 2010
- 15:50
U.S. lawmakers push for Canada style rules
AMF head calls on province’s financial sector to reject Ottawa’s proposal
RBC Capital Markets fined US$135,000
Deutsche Bank Securities, Coventree dispute allegations by regulators
Ontario regulator dismisses application by Vitug
Joint statement failed to endorse controversial levy.
Regulators seek to develop the wealth management business of Chinese banks in Canada
Consultations revealed concerns among market players, regulators
Three reps fined and suspended
U.S President calls on industry to support reform
Controversial proposal won’t derail G20 bank reforms
Canadian regime will likely see changes
Tax would give banks an incentive to behave recklessly, finance minister says
Rosenfelder agrees to $10,000 penalty
Increase in complaints prompts reminder to firms
Letters sent to 19 banks, Schapiro says
Cease-trade orders issued in purported Texas Oil & Gas scheme
Regulators had no means of preventing failure
Groups operated to promote tax-shelter arrangements, agency alleges
Portfolio Strategies agrees to pay BCSC
Dealers to receive information on aggregate pass rates, number of exam writers
Test rescheduled to September 2011
Mueller and Jinnah ordered to pay US$75,000 and US$50,000, respectively
Industry stakeholders saw no benefit in proposed change to ITM rules
Investors allegedly lost more than $1 billion