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CSA to test semi-annual reporting for venture market article image Businessman inspecting paperwork document digitally

CSA to test semi-annual reporting for venture market

IOSCO seeks improved oversight of OTC markets article image Concept of a person with many questions

IOSCO seeks improved oversight of OTC markets

CFTC at the bat, in deal with MLB article image baseball diamond

CFTC at the bat, in deal with MLB

Brokers to get US$100-million rebate: FINRA article image Handful of cash

Brokers to get US$100-million rebate: FINRA

FCA seeks faster response to growing cyber threat article image Regulation

FCA seeks faster response to growing cyber threat

BCSC pursues disgorgement in long-running case article image Gavel and Money - Canada stock photo

BCSC pursues disgorgement in long-running case

SEC redefines crypto’s securities status article image Crypto currency

SEC redefines crypto’s securities status

IOSCO revises guidance on issuers’ alt metrics article image Businessman examines statistics on a page

IOSCO revises guidance on issuers’ alt metrics

U.K. aims to help banks avoid liquidity crunch article image British currency

U.K. aims to help banks avoid liquidity crunch

SEC focuses OTC market rules article image new rules

SEC focuses OTC market rules

FCA consults on consumer redress reforms article image consultation discussion

FCA consults on consumer redress reforms

SEC’s new enforcement chief resigns article image SEC

SEC’s new enforcement chief resigns

FINRA reforms aim to ease burdens article image Old and new sign

FINRA reforms aim to ease burdens

Ex-rep sentenced in fraud case article image Fraudster captured

Ex-rep sentenced in fraud case

MX adopts new compliance remediation process article image Economic indicators

MX adopts new compliance remediation process

Canada joins U.S., U.K. to disrupt crypto scams article image bitcoin-crypto-currency-wallet-on-a-mobile-phone-picture-id1303397527 alternate text for this image

Canada joins U.S., U.K. to disrupt crypto scams

OBSI says it received 60% more inquires in 2025 article image Angry client

OBSI says it received 60% more inquires in 2025

CIRO fines National Bank Financial $1M for inadequate supervision of rep article image National Bank

CIRO fines National Bank Financial $1M for inadequate supervision of rep

CIRO provides clarity on decision-making tools in DIY channel article image Trader tired of overwork and stressed by bankruptcy

CIRO provides clarity on decision-making tools in DIY channel

  • By: IE Staff
  • March 12, 2026 March 12, 2026
  • 15:25
Crypto class action settlement complete article image crypto currency regulation

Crypto class action settlement complete

CIRO approves TD, RBC for tokenized bonds experiment article image Various bonds rating from single C to AAA

CIRO approves TD, RBC for tokenized bonds experiment

NYSE sanctioned over market outage article image Move to low-cost investing takes toll on U.S. asset-management firms

NYSE sanctioned over market outage

Ex-CFO sentenced in crypto fraud article image businessman behind bars

Ex-CFO sentenced in crypto fraud

Canaccord failed to flag suspicious trading: U.S. regs article image calendar court

Canaccord failed to flag suspicious trading: U.S. regs

Private equity exec pleads guilty in pre-IPO fraud article image Fraud

Private equity exec pleads guilty in pre-IPO fraud