The regulators also published progress reports on the implementation of principles for financial market infrastructures in the U.S., Japan and Europe
Regulators are planning to introduce capital surcharges for the largest, most systemically important banks
OSC report outlines priorities for investment funds and structured products branch
Margin requirements for agency cash and security borrowing and lending arrangements modified
New law would provide financial compensation to whistleblowers who voluntarily report fraud in their industry
Pair ordered to disgorge more than $3.6 million
Administrators of equity benchmarks report the highest level of compliance
Marie Elaine Farley named acting president
Report examines capital frameworks for securities firms
Incentive structure created conflicts of interest, FCA says
SPAC members to serve until 2017
Disclosure often promotes benefits, but fails to outline risks involved
Whistleblower rules proposed for British banks
Conduct risks expected to remain high in the short term
Other priorities for 2015 include seniors, fee arrangements and pre-trade disclosure
Early stage issuers gain greater access to capital
Amendments adopted for AI, MA and short-term debt prospectus exemptions
Illegal distributions remain the biggest violation that regulators are confronting
There are unanswered questions about potential conflicts of interest and value for money, UK regulator says
Only a small number of firms have comprehensive controls
Juniper Fund Management, CEO committed numerous violations
The IOSCO board meeting included a roundtable on the impact technological innovation on financial markets
Requirement to register pushed back to Dec. 31, 2016
Virtual currency ATMs and trading platforms must be authorized, AMF says
The regulator began its investigation after receiving complaints from investors