U.K. considers government bond market reforms
Bank of England consults on measures to enhance repo market resilience
- By: James Langton
- September 4, 2025 September 5, 2025
- 16:34
Latest news in From the Regulators
CDS proposes fee reforms
Plan includes cutting core clearing fees by 35% while scrapping rebates
- By: James Langton
- September 4, 2025 September 5, 2025
- 16:23
CSA extends OBSI consultation deadline
Industry, investors have until Sept. 29 to provide feedback on reforms to give body binding powers
- By: James Langton
- September 4, 2025 September 5, 2025
- 16:15
ATM venture a Ponzi scheme: SEC alleges
Fund investors lost over US$400 million on scheme, U.S. authorities charge
- By: James Langton
- September 4, 2025 September 5, 2025
- 16:11
OSC’s new disgorgement rules take effect
Regulator to post information about disgorgement orders issued on or after Sept. 1 on its website
- By: IE Staff
- September 3, 2025 September 3, 2025
- 12:59
Rep’s trading was lucrative, but offside
Advisor sanctioned for extensive discretionary futures trading
- By: James Langton
- September 1, 2025 September 1, 2025
- 12:17
ASC panel sanctions Ponzi schemer
Scheme raised $150 million from investors for day trading, factor investing
- By: James Langton
- September 1, 2025 September 2, 2025
- 12:09
TSX aims to streamline dividend reporting
Exchange seeks to create a "one-stop shop" that cuts admin costs
- By: James Langton
- August 29, 2025 August 29, 2025
- 13:35
Tech founder allegedly duped VC investors
CEO indicted for allegedly misleading investors when raising venture funding, obstructing SEC investigation
- By: James Langton
- August 29, 2025 August 28, 2025
- 05:15
CSA cuts red tape with new WKSI regime
Regulators reduce burden for large, widely covered issuers to raise capital
- By: James Langton
- August 28, 2025 August 28, 2025
- 15:34
FINTRAC sanctions B.C. Lottery Corp.
BCLC says it's appealing the $1 million penalty to Federal Court
- By: James Langton
- August 28, 2025 August 28, 2025
- 13:47
Two plead guilty in pre-IPO fund scheme
Investors promised high returns from companies before going public
- By: James Langton
- August 28, 2025 August 28, 2025
- 13:43
OSC seeks bankruptcy for Bridging execs
Regulator asks court for bankruptcy trustee to oversee assets of couple that led failed alt fund firm
- By: James Langton
- August 28, 2025 August 28, 2025
- 09:16
Not court’s job to make will fair
B.C. appeal court upholds interpretation of novel clause in will
- By: James Langton
- August 27, 2025 August 27, 2025
- 15:38
SEC settles adviser ‘cherry picking’ case
Exec allegedly allocated unfair share of winning trades to his own account
- By: James Langton
- August 27, 2025 August 27, 2025
- 10:18
BoC aims for flexibility in rate-setting framework review, says Macklem
Central bank to weigh best indicators for core inflation amid supply shocks, new economic trends
- By: The Canadian Press
- August 26, 2025 August 26, 2025
- 16:50
LSE to launch regulated private market
FCA approves exchange's plan for a new platform for private equity trading
- By: James Langton
- August 26, 2025 August 26, 2025
- 16:18
Cost of TD’s data: between zero and $460 million
Court grants injunction in dispute over the return of broker's 180 million records
- By: James Langton
- August 26, 2025 August 26, 2025
- 09:25
BCSC settles disclosure breach, drops insider trading allegation
Executive, airline pay $100,000 for failing to disclose material change
- By: James Langton
- August 25, 2025 August 25, 2025
- 15:47
Case against rep gets go ahead, for now
Supreme Court appeal possible, but risk of further delay too great: B.C. court
- By: James Langton
- August 25, 2025 August 25, 2025
- 15:37
Suspended broker accused of social media scam
U.S. authorities allege that rep used Facebook, Twitch to dupe investors
- By: James Langton
- August 25, 2025 August 25, 2025
- 15:36
Powell faces fresh challenges to Fed independence amid potential rate cuts
Fed chair has signalled central bank will resist political pressure as it weighs slowdown, inflation
- By: Christopher Rugaber, The Associated Press
- August 25, 2025 August 25, 2025
- 10:06
Powell signals Fed may cut rates soon even as inflation risks remain
Chair's remarks suggest Fed will continue to watch data closely
- By: Christopher Rugaber, The Associated Press
- August 22, 2025 August 22, 2025
- 11:09
Fed minutes: Most officials worried about inflation moving higher
Policymakers hold rates steady as tariff-driven inflation risks loom
- By: Christopher Rugaber, The Associated Press
- August 20, 2025 August 20, 2025
- 15:03
Adviser’s estate on hook for US$3.8M in fraud case
SEC obtains judgment in Ponzi-like investment scheme that raised $29M from investors
- By: Alisha Hiyate
- August 19, 2025 August 20, 2025
- 16:43