Fraudsmen seize upon surge in meme stocks
FINRA has observed a sharp increase in "instant funds" scams in the past two months
- By: James Langton
- March 26, 2021 March 26, 2021
- 16:24
FINRA has observed a sharp increase in "instant funds" scams in the past two months
Various regulators are reviewing how funds fared during market stress, and whether rule changes are in order
An advisor admitted to stealing millions from clients and evading his firm's anti-fraud measures
The regulator has proposed a new mechanism to replace Northwestern exemption
The refundable credit would provide up to $2,000 against training costs
The provincial budget signals action on certain proposals from the modernization task force
It's all fun and games until someone loses their shirt
Coinbase distorted Bitcoin volume and liquidity data, said regulator
There are risks and benefits to digital currencies, the Fed chair said
IIROC outlined the challenges for firms and regulators in a new report
The regulator has outlined its supervisory approach to pension settlements
Continued support from the Fed will be required
The requirements were relaxed as part of the Fed's efforts to shore up the financial system
The regulator says anonymous online markets were used to traffic information used in illegal trading
There is no evidence that video hearings are unfair, regulator rules
ASC orders sanctions against two men for fraud scheme
The regulator's initiative brings together expertise across the agency
In the financial sector, diversity helps firms respond to clients' needs, the Financial Conduct Authority said
The decoupling of financial markets from the economic recovery could spark a selloff, ESMA warns
Prevention is the best approach to dealing with the issue, regulators say
Panel sanctions rep for misappropriating client money and fabricating an account statement
Temporary relief due to extreme volatility is no longer needed
The association delivered its proposed roadmap to inform a CSA decision due this summer
Twitter user faces an asset freeze and fraud allegations
Voluntary disclosures from public companies aren't adequate, SEC acting chair Herren Lee says