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“If we have to raise interest rates more over time, we will,” Powell says

Nova Scotia regulator bans repeat offender

Market data faces scrutiny from U.K. regulator article image business man using magnifying glass to inspect documents

Market data faces scrutiny from U.K. regulator

IIROC panel sanctions rep for KYC violations article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

IIROC panel sanctions rep for KYC violations

Crypto scams top regulators’ list of threats article image cryptocurrencies

Crypto scams top regulators’ list of threats

SEC alleges insider trading ahead of failed Aphria bid

IIROC bans, fines former advisor $1 million

FSRA consults on living wills for credit unions article image papers on a desk

FSRA consults on living wills for credit unions

Canaccord settles IIROC client overcharging case article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Canaccord settles IIROC client overcharging case

ESMA preps for blockchain pilot

OSC now has two executive directors

Global fund sector leverage modest: IOSCO article image Magnifying glass icon in flat style. Search loupe on color background. Business analytic charts illustration. Vector design object for you project

Global fund sector leverage modest: IOSCO

FSRA outlines framework to improve complaints resolution

  • By: IE Staff
  • December 23, 2021 December 23, 2021
  • 12:01

MFDA withdraws discretionary trading, titles proposals

With marching orders, federal housing minister looks to tamp down on investment homes

FSRA publishes final proposal on unfair, deceptive acts in insurance article image advisor-client meeting

FSRA publishes final proposal on unfair, deceptive acts in insurance

  • By: IE Staff
  • December 21, 2021 December 21, 2021
  • 14:14

U.K. fraudsman gets Ontario jail time

Scotia Capital settles fee fumble case

Legal review coming for investigation orders

As CFRs loom, IIROC offers guidance

FCA pioneers TCFD-aligned disclosure rules for asset managers article image Green landscape with sustainability symbols

FCA pioneers TCFD-aligned disclosure rules for asset managers

Collecting regulatory sanctions just got harder

Outside business activities are now simply “outside activities” article image papers on a desk

Outside business activities are now simply “outside activities”

  • By: IE Staff
  • December 17, 2021 December 17, 2021
  • 09:13
Investors face huge losses in Bridging Finance case article image Modern office building close up in sunlight

Investors face huge losses in Bridging Finance case

Trudeau outlines CRA’s priorities article image 2021 Canadian tax form

Trudeau outlines CRA’s priorities