Powell: Digital currencies will require new regulations
Fed chair says transactions outside of traditional banking should have the same rules as if they were done using banks
- By: Christopher S. Rugaber
- March 23, 2022 March 23, 2022
- 12:38
Latest news in From the Regulators
Powell says Fed will hike further and faster if necessary
The central bank would be open to raising rates by a half-point at multiple Fed meetings, Powell said
- By: Christopher Rugaber, The Associated Press
- March 21, 2022 March 21, 2022
- 15:19
SEC could mandate climate-risk disclosures
The regulator proposes to mandate disclosures about a public company's climate-related risks, as well as Scope 1 and 2 greenhouse gas emissions
- By: Melissa Shin
- March 21, 2022 March 21, 2022
- 13:33
OSC adopts measures to facilitate trailer fee ban
Temporary relief aims to help firms implement new rules on June 1
- By: James Langton
- March 18, 2022 March 18, 2022
- 15:53
FINRA seeks to speed arb for ill, elderly
American SRO proposes rule to accelerate resolutions for vulnerable investors
- By: James Langton
- March 18, 2022 March 18, 2022
- 15:29
This time Binance really means it
Crypto exchange once again promises not to trade with Ontario investors
- By: James Langton
- March 17, 2022 March 17, 2022
- 16:47
OSFI launches consultation on risk management for pension plans
Feedback will shape future guidance
- By: IE Staff
- March 17, 2022 March 17, 2022
- 16:29
Task force targets Russian oligarchs
The U.S. Treasury offered rewards for info on stolen assets and is planning an alert to financial firms
- By: James Langton
- March 16, 2022 March 16, 2022
- 17:37
Ex-rep sanctioned for falsifying client signatures
Panel handed down tougher sanctions than SRO sought
- By: James Langton
- March 16, 2022 March 17, 2022
- 16:50
Funds can stick Russian assets in a pocket: FCA
Britain's regulator consults on options for parking illiquid Russian and Belarussian assets
- By: James Langton
- March 16, 2022 March 16, 2022
- 14:59
B.C. fraudsman found running Colombian boiler room, SEC alleges
Man convicted in Eron Mortgage case now accused of penny stock pump-and-dump
- By: James Langton
- March 16, 2022 March 16, 2022
- 14:43
CRA looked to resume collection efforts in full ahead of tax season: minister’s briefing documents
Ottawa’s getting ready for an increase in tax debts that will require extra effort to collect
- By: Jordan Press
- March 16, 2022 March 16, 2022
- 11:33
FINTRAC fines credit union
Markham, Ont. firm hit with $297,000 penalty for compliance violations
- By: James Langton
- March 15, 2022 March 15, 2022
- 12:44
CRA announces prescribed rate for Q2 2022
Despite inflation, the prescribed rate on loans to family members remains set at 1%
- By: IE Staff
- March 15, 2022 March 15, 2022
- 12:40
Greenwashing, ISSB standards top IOSCO’s plans
Global regulators adopt plan for developing sustainable finance
- By: James Langton
- March 14, 2022 March 14, 2022
- 15:54
Raskin nomination for Fed in peril as Democrat opposes pick
The opposition to her nomination has come mainly from the energy industry
- By: Christopher Rugaber, The Associated Press
- March 14, 2022 March 14, 2022
- 15:20
Firms, regulators grapple with sanctions fallout amid divestment pledges
Selling Russian assets can be difficult amid sweeping restrictions
- By: James Langton
- March 14, 2022 March 14, 2022
- 14:29
Crypto firms must enforce sanctions too, U.K. regulators say
Sanctions on Russia don't distinguish between crypto, traditional assets
- By: James Langton
- March 11, 2022 March 11, 2022
- 17:40
Ontario nominates OSC directors, adjudicators
Most existing commissioners will serve on either the board or tribunal
- By: James Langton
- March 11, 2022 March 11, 2022
- 17:31
The US$14-million email to the SEC
Tipster who sent report to regulators gets reward, but co-author is denied
- By: James Langton
- March 11, 2022 March 11, 2022
- 14:42
IIROC to continue CFR review with focus on KYC and suitability
Dealers must prepare for ongoing CFR reviews and expiring pandemic exemptions, priorities report says
- By: Michelle Schriver
- March 10, 2022 March 10, 2022
- 15:31
CSA seeks applications for investor advisory panel
Desired skills include advisory experience
- By: IE Staff
- March 10, 2022 March 10, 2022
- 15:29
Biden signs order on cryptocurrency as its use explodes
A presidential executive order is the first U.S. federal digital assets strategy
- By: Fatima Hussein, The Associated Press
- March 9, 2022 March 9, 2022
- 11:08
BCSC settles with trio over fund valuation failures
Regulatory settlement includes prohibitions and monetary sanctions
- By: James Langton
- March 7, 2022 March 7, 2022
- 14:03
Firm’s “industry standard” fees were anything but, SEC finds
VC firm charged 10 years of fees upfront, drawing investors ire
- By: James Langton
- March 4, 2022 March 4, 2022
- 14:00