The Alberta Securities Commission has issued an order exempting TSX Inc. from recognition as an exchange in Alberta following its reorganization, provided the TSX meets the terms and conditions set out in the order.

These terms and conditions include:

  • TSX operates a national exchange for senior issuers separately from the national exchange for junior issuers operated by TSX Venture Exchange;
  • TSX continues to be recognized by the OSC as an exchange or a stock exchange under the Ontario Act; and
  • TSX concurrently provides to the ASC copies of all regulatory instruments that it files with the OSC for review and approval, and all final regulatory instruments approved by the OSC.



The ASC also issued a notice that sets out the terms and conditions of TSX Venture Exchange Inc.’s continued recognition as an exchange in Alberta following the reorganization of TSX Inc.

The order reflects the name changes of the exchanges, and it also recognizes the arrangement by which Market Regulation Services Inc. has been retained to provide certain regulatory functions.