Streamlining eDelivery for prospectuses
How the “notice and access” mechanism for proxy voting could be extended to other documents
- By: Ian Russell
- June 12, 2019 November 10, 2019
- 15:38
Latest news in Ian Russell
The OSC Burden Reduction Task Force can make a difference to clients
Lower compliance costs will allow advisors to better serve smaller investors
- By: Ian Russell, Laura Paglia
- April 16, 2019 November 10, 2019
- 17:09
Investors can benefit from regulatory streamlining
Clients have demanded an integrated platform of products and services driven by their desire for convenient, one-stop shopping
- By: Ian Russell
- February 14, 2019 November 10, 2019
- 06:00
FSRA will have many benefits
Ontario’s new insurance regulator will raise the standards of transparency and conduct not only in the province, but nationally
- By: Ian Russell
- December 14, 2018 November 10, 2019
- 06:30
Co-operators outlines climate commitment
UN summit on sustainable finance taking place in Paris this week
- By: James Langton
- November 27, 2018 November 10, 2019
- 14:40
Now is the time to focus on advisor productivity
Taking this approach can help arrest erosion in operating margins in the wealth-management business and be of benefit to clients
- By: Ian Russell
- October 18, 2018 November 10, 2019
- 06:00
Dealers may narrow offerings in response to regulatory proposals
Many independent firms may restructure or retool their wealth-management operations to mitigate the negative impacts of the client-focused reforms
- By: Ian Russell
- August 16, 2018 November 10, 2019
- 06:00
Robust internal growth offers alternative to acquisitions
Adopting a strategy focused on technology would give a firm’s advisors greater potential to grow their businesses
- By: Ian Russell
- June 14, 2018 November 10, 2019
- 06:00
Investors have greater need for financial advice
Recent developments reveal that having a trusted financial advisor is critically important for those seeking wealth-management providers
- By: Ian Russell
- April 19, 2018 November 10, 2019
- 06:00
Technology offers significant opportunities
Electronic wealth-management platforms could improve the prospects of small and mid-sized investment dealers
- By: Ian Russell
- February 14, 2018 November 10, 2019
- 13:55
Renovating the rulebook must be a top priority for regulators
More attention needs to be paid to enhancing market efficiency by lowering costs and lightening the regulatory burden for registrants
- By: Ian Russell
- December 14, 2017 November 10, 2019
- 06:00
Regulators must avoid unintended consequences
As a new survey reveals that investors have trust their advisors, proper steps need to be taken to ensure advisors are allowed to thrive
- By: Ian Russell
- October 19, 2017 November 10, 2019
- 06:00
MiFID II represents a challenge for Canadian dealers
Whether Canadian securities dealers can establish a global model of payment for research will depend on U.S. regulatory accommodation to MiFID II
- By: Ian Russell
- August 16, 2017 November 10, 2019
- 17:00