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Regulators’ Report Card: COs, execs share their views on key issues

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Home In Depth Report Cards Regulators’ Report Card 2017 Regulators’ Report Card: COs, execs share their views on key issues

Regulators’ Report Card 2017

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Regulators’ Report Card: COs, execs share their views on key issues

Pablo Fuchs, senior editor with Investment Executive and Fiona Collie, staff writer, discuss survey participants’ thoughts about the CSA’s proposal to introduce a best interest standard and whether their firms are encouraging advisors to drop the smallest clients from their books of business.

  • By: Fiona Collie, Pablo Fuchs
  • April 4, 2017 November 9, 2019
  • 09:50
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Fiona ColliePablo Fuchs

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