Call for standards
Committee proposes restrictions on the use of advisors' titles
- By: James Langton
- March 31, 2017 November 9, 2019
- 00:00
Top Stories in In Depth
Regulators’ Report Card: A good job
Regulators' report card
- By: Fiona Collie
- March 31, 2017 November 9, 2019
- 00:00
The gender gap in financial matters
Survey suggests more women than men are confused by financial jargon, and women tend to avoid investment risk
- By: Rudy Mezzetta
- March 30, 2017 November 9, 2019
- 23:50
Empathy for the regulators
Many of the increases in regulators' ratings suggest dealers understand the tough job the regulators have to do. (Includes chart.)
- By: James Langton
- March 30, 2017 November 11, 2019
- 23:45
Regulators make the grade on guidance
Regulators earn kudos for creating pertinent resources and connecting company executives to knowledgeable people on the ground
- By: Beatrice Paez
- March 30, 2017 November 11, 2019
- 23:45
Mixed views on disciplinary proceedings
Some describe the investigative process as a "witch hunt." Others believe enforcement teams consider each situation carefully
- By: Fiona Collie
- March 30, 2017 November 11, 2019
- 23:45
Smallest clients being left behind?
Some firms are dropping more and more of their smallest clients. Other firms adamantly oppose the practice
- By: Megan Harman
- March 30, 2017 November 11, 2019
- 23:45
No great opposition to proposed standard
Many say the industry should be acting in clients' best interest - and regulators should introduce a standard that would apply to dealers and advisors
- By: James Langton
- March 30, 2017 November 11, 2019
- 23:45
How we did it
Compliance officers (COs) and company executives in Canada's investment industry shared their views about the regulators that oversee their businesses once again
- By: Fiona Collie
- March 30, 2017 November 11, 2019
- 23:06
Will regulatory reforms be good for investment industry?
Experiences in Australia show that initial concern for regulatory reforms will give way to growth down the road for the financial advice business, head of…
- By: James Langton
- March 30, 2017 November 9, 2019
- 16:10
Collaboration is key in audits
Being open with auditors will help them go the extra mile and be as flexible as they can on certain mandates
- By: Charles Bossy
- March 29, 2017 November 11, 2019
- 23:45
Budget 2017: Expanded tax credits
Debbie Pearl-Weinberg, executive director, Tax & Estate Planning, CIBC Wealth Strategies Group, reports on expanded tax credits in the 2017 federal budget.
- By: Debbie Pearl-Weinberg
- March 24, 2017 November 9, 2019
- 09:30
Industry offers mixed reviews of this year’s federal budget
Despite overall criticisms of the budget, the industry is happier with certain specific measures that address their individual concerns
- By: James Langton
- March 23, 2017 November 9, 2019
- 15:30
Is Essential Retail A Smart Money Play in Today’s Market?
With investors growing cautious toward historically expensive risk assets, defensive sectors are attracting renewed capital inflows. Skyline breaks down the current environment and explains why…
- By: Skyline
- December 8, 2025 November 21, 2025
- 08:00
Do you have the right portfolio ingredients to position clients for 2026?
Choosing the right investment management partners can help you make confident recommendations — even in unpredictable times.
- By: NEI Investments
- December 1, 2025 November 24, 2025
- 08:00
The Value of a Total Portfolio Approach
Building Resilient Portfolios for a New Era
- By: PICTON Investments
- November 24, 2025 November 24, 2025
- 08:00
The Seasons of an Advisor’s Life: Fall, a time for harvesting, productivity and shedding the old
Have You Thought About What Season Your Practice is in?
- By: Designed Securities
- September 12, 2022 September 12, 2022
- 07:00
A different frame
HNW clients want guidance on the complex challenges that wealth can bring
- By: Patricia Chisholm
- October 15, 2018 November 9, 2019
- 00:32
Powering up your practice
Referrals are key to boosting your roster of HNW clients
- By: Dwarka Lakhan
- October 15, 2018 November 9, 2019
- 00:31
Where do private apartment funds fit in a modern portfolio?
The nature of private apartment funds means they can complement your client’s traditional investment portfolio.
- By: Equiton
- October 14, 2025 October 13, 2025
- 08:00
Advisor Productivity: Solving the Canadian Integration Gap
Boosting advisor productivity in Canada through integration, innovation, and global best practices.
- By: Objectway
- October 6, 2025 October 6, 2025
- 08:00
Building Trust, the Right Way at WFG
Head of Compliance for WFGIAC April Stadnek shares her perspective on the growing need for financial protection among Canadians, and how WFG supports its advisors…
- By: World Financial Group
- February 4, 2025 February 4, 2025
- 08:00
Report Card on Banks 2025 summary video
A video breakdown of the 2025 Report Card on Banks themes
- By: IE Staff
- October 21, 2025 October 21, 2025
- 12:39
Retail bank advisors identified pay as a key motivator
Paying the bills and growing their careers were priorities for the Big Six’s branch planners
- By: Roland Inacay
- October 21, 2025 October 21, 2025
- 09:59
Proprietary shelves, sales pressure not a problem, most retail planners say
But banks’ big mutual fund fees are, investor advocate says
- By: Michelle Schriver
- October 21, 2025 October 21, 2025
- 09:40
OSC seeks $37.5 million in Bridging sanctions
Regulator requests monetary penalties, disgorgement, costs and market bans
- By: James Langton
- April 29, 2025 July 10, 2025
- 16:11
Insurance advisors share industry sentiment and needs (charts)
Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research
- By: Katie Keir, Emily Fox
- February 12, 2024 July 9, 2024
- 00:14
Hot housing market gives some Canadians cold comfort
Housing costs are a growing worry, BMO index finds
- By: IE Staff
- March 17, 2022 March 17, 2022
- 15:02