Preparing for the client-focused reforms

How new regulations can help you build stronger relationships with clients

September 8, 2021

How you hold yourself out to clients matters

Transparency helps clients better understand the advisory relationship

  • September 8, 2021 September 9, 2021
  • 16:10

Suitability takes on new meaning with client-focused reforms

Advisors must “put the client’s interest first” when making a recommendation

  • July 14, 2021 July 14, 2021
  • 14:46

How well do you know the products you recommend?

New KYP requirements put the spotlight on firm and advisor product knowledge

  • May 19, 2021 May 19, 2021
  • 15:30

How enhanced KYC requirements are changing client conversations

You can build stronger relationships with clients by implementing new requirements now

  • March 24, 2021 March 24, 2021
  • 15:00

How to talk to clients about the client-focused reforms

Educate and empower clients with information that matters to them

  • January 27, 2021 March 24, 2021
  • 15:49