CRM2 Guide 2015

At the midpoint of the three-year implementation of the second phase of the client relationship model (CRM2) project, some of the most challenging reforms are yet to come. Prepare your practice for regulatory change with CRM2 Guide 2015, a supplement to the October 2015 issue of Investment Executive.

October 27, 2015

The personal approach

Brian Himmelman helps clients weigh cost and value in their planning decisions

  • September 17, 2015 September 17, 2015
  • 23:00

Making it work

Dealing with wave after wave of regulatory change has become a reality for the investment industry. From disclosure for mutual funds to the vast undertaking that is the client relationship model, phases 1 and 2, advisors and their firms have greatly increased the time, money and expertise they spend on compliance issues. And it appears […]

  • September 17, 2015 September 17, 2015
  • 23:00

Still some hotspots for CRM2 compliance

Firms still wrestling with issues such as market value and off book accounts

  • September 17, 2015 September 17, 2015
  • 16:15