CRM2 Guide 2015

At the midpoint of the three-year implementation of the second phase of the client relationship model (CRM2) project, some of the most challenging reforms are yet to come. Prepare your practice for regulatory change with CRM2 Guide 2015, a supplement to the October 2015 issue of Investment Executive.

October 27, 2015

Get Ready for “ETF Facts”

Mutual fund rules are coming to exchange-traded funds

  • September 17, 2015 September 17, 2015
  • 23:00

The heavy lifting

Data collection and transmission are key elements of CRM2. Map out your digital strategy

  • September 17, 2015 September 17, 2015
  • 23:00

Still some hotspots for CRM2 compliance

Firms still wrestling with issues such as market value and off book accounts

  • September 17, 2015 September 17, 2015
  • 16:15