Dealing with wave after wave of regulatory change has become a reality for the investment industry. From disclosure for mutual funds to the vast undertaking that is the client relationship model, phases 1 and 2, advisors and their firms have greatly increased the time, money and expertise they spend on compliance issues. And it appears more change is on the horizon, in areas such as duty of care and embedded fees. But the right tools can ease these demands. We hope you find our second guide to the client relationship model, Phase 2, a helpful resource in mastering CRM2.
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