Latest news in From the Regulators

FCA to save £100 million with trade reporting reform article image UK flag

FCA to save £100 million with trade reporting reform

Fed adopts rule cutting big banks’ capital demands article image Federal Reserve

Fed adopts rule cutting big banks’ capital demands

Canada’s at ‘serious risk’ of falling behind in global economy: CSSB chair article image Magnifying glass

Canada’s at ‘serious risk’ of falling behind in global economy: CSSB chair

More insurers need living wills: FSB article image Umbrella standing out from the crowd

More insurers need living wills: FSB

TSX speeds listings process for ETFs, CDRs article image 7794349 – a close up of a man in a suite with his hands tied up with red tape. alternate text for this image

TSX speeds listings process for ETFs, CDRs

Court rules DNA test not warranted in estate case article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Court rules DNA test not warranted in estate case

Second jail term in Ponzi scheme: OSC article image Robber captured

Second jail term in Ponzi scheme: OSC

New ATS promises trading innovation article image plan idea

New ATS promises trading innovation

BCSC forfeiture effort can go ahead, despite delay article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

BCSC forfeiture effort can go ahead, despite delay

Court orders sanctions in precious metals scheme article image Stealing money

Court orders sanctions in precious metals scheme

Crypto mixer execs get jail article image Fraud

Crypto mixer execs get jail

OSC continues work on long-term retail fund vehicles article image Main street sign

OSC continues work on long-term retail fund vehicles

OSFI consults on easing bank capital rules article image Canadian flags in business district

OSFI consults on easing bank capital rules

Basel Committee to accelerate crypto review article image Pile of cryptocurrency coins

Basel Committee to accelerate crypto review

Insurance regulators publish national segregated funds guidance article image new label

Insurance regulators publish national segregated funds guidance

B.C.-incorporated crypto firm appeals record $176M FINTRAC penalty article image Digital assets

B.C.-incorporated crypto firm appeals record $176M FINTRAC penalty

OSC seeks smart ways to boost competition article image think outside of the box

OSC seeks smart ways to boost competition

FSB to tackle rising risk of private credit article image priority

FSB to tackle rising risk of private credit

FCA consults on market data reforms article image Man looking at two financial screens

FCA consults on market data reforms

FCA approves second private market player article image UK flag

FCA approves second private market player

Fed overhauls approach to bank compliance article image Bank loan finance money USA dollar alternate text for this image

Fed overhauls approach to bank compliance

SEC drops crypto from compliance exams article image SEC

SEC drops crypto from compliance exams

Court orders AMF tribunal to consider settlement article image calendar court

Court orders AMF tribunal to consider settlement

Depositories need oversight that matches risk: ESMA article image U.S. efforts to undo regulatory reforms likely to be limited: Russell

Depositories need oversight that matches risk: ESMA

SEC to take a pass on proxy season article image SEC

SEC to take a pass on proxy season