U.S. broker sanctioned for failing to guard against market manipulation
FINRA, U.S. exchanges found Credit Suisse failed to oversee direct access clients
FINRA, U.S. exchanges found Credit Suisse failed to oversee direct access clients
Interview with Dagmara Fijalkowski, SVP, Senior Portfolio Manager and Head of Global Fixed Income & Currencies at RBC GAM, and Karen McNally, Vice President and…