Firms will benefit greatly from the increased workload once the $4 billion in federal money comes down the pipeline
How unscrupulous advisors use a regulatory loophole to skim money from client accounts
Some advisors are happy with what they pay, but others say the technology they buy is not sufficient
Do good things for your clients and tell them what you are doing, and clients will tell their friends and colleagues about you (IE:TV)
It’s not enough to provide advisors with high-end technology tools; firms must also provide solid training on how to use the tools
The growth of Apple’s App Store reveals strong demand for smartphone apps, ranging from location-based services to video games
Canadian drilling and well services firms’ contracts were the first to be cut following the commodities’ massive drop in prices
Most say the regulators make it tough for them to survive. But, regulators say, they have a job to do
But this is shortsighted as compliance serves a much-needed quality control function, critics charge
Show clients that you don’t have to have lived through a recession to guide them through one