Move sparks discussion about captive model and compensation
OSC head expressed concern about banks' response to the client-focused reforms
Many small and medium-sized enterprises have an optimistic outlook, polls suggest, while others worry about expiring aid
An expert panel urged advisors to strictly adhere to a code of ethics
Macroeconomic risks help drive growth
Most Canadian small- and mid-cap managers outperformed their index, according to the latest SPIVA scorecard
The settlement follows the firm's liquidation last year
A similar amount was paid in disability benefits to support recovering workers
Investor advocates remain concerned that deferred sales charge mutual funds are still being sold up until the June 1 ban
The regulator issued more administrative sanctions in 2020–21 than the previous year but monetary sanctions were way down