Under the proposed rule, reps must receive specific training on dealers’ policies and procedures that deal with advising and transacting in ETFs
The new measures, which follow a similar move adopted in Alberta last year, are intended to protect investors in Quebec
Michelle Dunk, who was given jail time for alleged unregistered trading earlier this year, is now facing further charges
As part of the deal, Nasdaq acquires three electronic options exchanges and doubles its stake in The Options Clearing Corp.
Howard Wetston, Kathleen Taylor, Ned Goodman and Louis Vachon received one of Canada’s highest civilian honours
However, the results represent an increase on a quarter-over-quarter basis as numbers were up from Q4 2015
Capital review gives 30 institutions green light, but Morgan Stanley must submit new plan
DBRS says purchase consistent with bank’s stated strategy
Fund industry group says CSA should wait until effects of existing reforms are known
The new, principles-based guideline formalizes OSFI’s expectations for banks and insurers to address these risks