But there’s good progress on trade reporting requirements for OTC derivatives, and higher capital requirements for non-centrally cleared derivatives are mostly in force
Mackenzie and Quadrus will not have to deliver the document to clients if they’re in a program that automatically switches them to a lower-fee series
Investor advocates call on IIROC to support CSA proposal
For the average advisor, AUM is up while client numbers were down, which points to rising productivity as measured by AUM/client household. And, on the bottom line, compensation for the average advisor rose
New rule amendments aim to enhance advisor report and disclosure
The report sets out examples of good practice in disclosure, compensation, transaction costs and commissions
A group of minority shareholders believe there are “coercive elements” to the deal, namely that Sirius XM Canada has suspended its dividend and that the firm’s valuation is flawed
A new survey has found that 84% of FMIs are considering distributed ledger technology because of its potential for enhancing efficiency and delivering cost savings
Hubs from 20 countries, including Canada, are members
The credit unions, Desjardins Group and four of the Big Five banks were in a statistical dead heat for financial planning and advice in Ipsos’ annual survey