As the investor protection juggernaut roles on, now is the time to have your say
Proposed rule would ease stress testing requirements for firms with less complex operations
Erroneous orders causing numerous “mini-flash crashes”
Although the rating for Canada’s financial capital is up vs last year, the rise of fintech has driven San Francisco and Boston ahead
The committee provides feedback on issues that impact registered firms, including registration and compliance-related topics
The acquisition will expand CBOE’s product line across asset classes and broaden its geographic reach
The complaint asks U.K. regulators to investigate the scale of bank-transfer fraud, to propose new measures to protect consumers
Regulators encouraged to co-operate with industry
A number of global banks are joining forces to establish the first interbank group for global payments based on distributed ledger, or blockchain, technology, Ripple, a San Francisco-based financial technology firm announced on Friday. Bank of America Merrill Lynch, Santander, UniCredit, Standard Chartered, Westpac Banking Corp., and Royal Bank of Canada are the founding members […]
PlanPlus’s Shawn Brayman honoured for research into risk profiling, and its role in the advice process in Canada