State regulators have published a proposed policy on the use of electronic offerings, and electronic signatures
Energy sector woes largely contained
No change to the risk of the business
SRO aims to alert dealers’ to possible weaknesses in their cybersecurity programs
More clarity needed on best interests standard
Thompson has held numerous senior leadership roles globally with RSA Group
The new head of Canada’s largest securities enforcement program has had an extensive career in securities enforcement, litigation and criminal law
Consultation period closes Dec. 5
The rating agency has lowered its outlook for the global, Canadian and U.S. economies
The guidance aims to address the unintended consequences of new requirements that came into effect this past April