The committee provides feedback on issues that impact registered firms, including registration and compliance-related topics
The acquisition will expand CBOE’s product line across asset classes and broaden its geographic reach
The complaint asks U.K. regulators to investigate the scale of bank-transfer fraud, to propose new measures to protect consumers
Regulators encouraged to co-operate with industry
A number of global banks are joining forces to establish the first interbank group for global payments based on distributed ledger, or blockchain, technology, Ripple, a San Francisco-based financial technology firm announced on Friday. Bank of America Merrill Lynch, Santander, UniCredit, Standard Chartered, Westpac Banking Corp., and Royal Bank of Canada are the founding members […]
PlanPlus’s Shawn Brayman honoured for research into risk profiling, and its role in the advice process in Canada
The planned changes aim to improve how mortgage insurers measure their capital positions and to position them to withstand losses
Her areas of expertise include strategy and delivery, tribunal administration and regulatory governance
The existing regulatory system already addresses many of the FSB’s concerns about systemic risks posed by asset managers, says SIFMA AMG
The hearings are slated to take place in Toronto, Halifax, Montreal, Calgary and Vancouver later this year