More clarity needed on best interests standard
Thompson has held numerous senior leadership roles globally with RSA Group
The new head of Canada’s largest securities enforcement program has had an extensive career in securities enforcement, litigation and criminal law
Consultation period closes Dec. 5
The rating agency has lowered its outlook for the global, Canadian and U.S. economies
The guidance aims to address the unintended consequences of new requirements that came into effect this past April
Two of Quebec’s senior regulators to share their expertise
The program has awarded more than US$100 million to whistleblowers
Proposed standards aim to help to restore trust both in benchmarks and financial markets
Proposal shortens settlement cycle from three business days to two