These companies, which are not registered in Canada, “may be engaging in illegal activity,” the regulator advises
The discussion will focus on examining cybersecurity in the securities industry and possible approaches to dealing with cyberattacks
The bill also includes provisions to dissolve the Ontario Retirement Pension Plan (ORPP) Administration Corp.
Although regulators don’t oppose these arrangements, it stresses that dealers and portfolio managers must satisfy their regulatory obligations
Eric Schneiderman is “deeply troubled” that Trump’s transition team is looking to dismantle state consumer and investor protection statutes
The former TMX Group executive will serve as CEO of the Capital Markets Authority Implementation Organization before the national regulator launches
Although some small and mid-sized firms have also been profitable, they have had to control costs by adopting technology and by altering their payout grids
Prolonged low interest rates are leading to a buildup in debt and deterioration in credit quality, Moody’s report finds
In a major shift from historical norms, Asia outpaced North America in fintech funding during Q3, report finds
Securities firms continue to adapt to the business environment and cost cutting remains a clear focus