The deal is designed to promote cross-border fintech innovation as well as the sharing of knowledge
The regulatory roundtable discussion revealed the deep divisions within the investment industry concerning the prospect of the CSA introducing this standard
Canada’s banks’ strong fundamentals mean that the risks they face should be manageable heading into 2017
Although the Ontario court dismissed the appeals of a securities lawyer and three brokers, it found that the OSC hearing panel’s reasoning was flawed in the case of one broker
The proposals aim to improve standards across the sector and ensure consumers are appropriately protected
The credit-rating agency cites the interest rate environment and the political climate as key reasons for changing its outlook to negative
Piper Jaffray’s 40 analysts cover 750 companies in the consumer, energy, financial, health-care, industrial and technology sectors
The survey is being introduced in advance of an expected CSA proposal to ban on embedded mutual fund commissions
Financial regulators in the U.K. report that almost a third of seniors aged 75 and over believe they’ve been the targets of investment scams
The U.S. regulator has now distributed approximately US$135 million to 36 whistleblowers since issuing its first award in 2012