The new technology could generate between US$8 billion and US$12 billion in annual cost savings for eight of the world’s largest investment banks
This source investment tends to be longer-term and has fewer regulatory and other constraints than institutional capital, a UBS white paper says
The SRO is seeking to suspend introducing broker, which became capital deficient on Jan. 3 and subsequently sold its business to Hampton Financial
The event will focus on whether Canada offers an environment that allows fintech innovation and best international practices for fostering innovation
Large asset managers are better positioned to absorb the added compliance costs, a new report from Moody’s finds
This is the second time that the SRO has extended the comment period on proposed new guidance regarding discount brokers
Julie Rochette, previously director, enforcement and legal counsel with the MX, has taken over the role from Brian Gelfand
The CSA's paper envisages a sweeping ban on trailer fees
Although the industry is in favour of expanding investors' access to alternative investments, investor advocates are opposed
The SRO is launching a second round of consultations on the actual rules that would impact mutual fund dealer reps