The SRO’s members also approved proposed changes to its rules regarding trading authority and powers of attorney at its AGM
The RAC provides the regulator with feedback on policy from an investment industry perspective
The added time comes in response to requests from the industry seeking additional time to consider and comment on the guidance
An aggregate decline in effective fee rates was driven by the largest managers
Regulators shifting their focus to industry conduct, not simply compliance
The self-regulatory organization is also considering an expansion of the service that would allow it to distribute data for bulk download for a fee
The OPEC commitment by itself could end oil oversupply, starting in the first quarter of 2017
The “John Doe” summons directs the exchange, Coinbase, to produce records identifying U.S. taxpayers who have used its services
New rules will take effect in January 2018
The ERP is an important element of ESMA’s work to increase transparency around credit ratings and help investors make informed decisions