The methodology estimates a fee, or a fee range, for each marketplace based on its contribution to price discovery and trading activity
The new requirements for Fund Facts and the newly announced ETF Facts would come into effect in March and will be required as of September
Larry Waite, Guy Lemoine, Stephen Jarislowsky and Preet Banerjee are among the directors elected to the investor advocacy group’s board
Firms had said the existing approach is too prescriptive and outdated and it should be altered to accommodate changes in current market structure
Alberta’s new nine-person Joint Serious Offences Team is modelled on the Ontario Securities Commission’s JSOT and focus on serious frauds
The likely reduction of support for systemically important banks and elevated housing prices and high levels of household debt remain vulnerabilities
The deal is designed to promote cross-border fintech innovation as well as the sharing of knowledge
The regulatory roundtable discussion revealed the deep divisions within the investment industry concerning the prospect of the CSA introducing this standard
Canada’s banks’ strong fundamentals mean that the risks they face should be manageable heading into 2017
Although the Ontario court dismissed the appeals of a securities lawyer and three brokers, it found that the OSC hearing panel’s reasoning was flawed in the case of one broker