The regulator recovered the funds under a settlement agreement with Keith Henry Alexander, an investor in a Ponzi scheme who brought in other investors
Although earnings were higher in Q4 compared with a year earlier, they were down from Q3
The TV personality and federal Conservative leadership candidate has not approved his image for ads promoting binary options trading software or platforms
The OSC had suspended Liyaun Qi’s registration as an ultimate designated person and as a dealing representative permanently last year
Canada’s regulators new list of marketplaces with full protected status also include the major exchanges published in the initial list
The deal, which has already received shareholder approval, will close on Tuesday
The asset-management firm also introduced its AGFiQ Asset Management team of multi-disciplinary investment professionals to oversee these new products
Following a retrial, Jesse Litvak was found guilty of one count of securities fraud while being vindicated of the remaining nine charges against him
At least 60,000 clients were overcharged approximately US$18 million in unauthorized fees, the regulator’s order states
The move aims to address securities industry complaints about trading costs being too high