The SRO has granted exemptions to 24 firms for which the annual cost and performance reporting requirements are redundant or unnecessary
Although regulators have yet to make a decision on the matter, they’re formally considering whether to mandate a “direct pay” structure
Hearing scheduled for January
Net redemptions of equity funds shrink
Licensing standards and continuing education to be studied
The service would allow investors to trade U.S. stocks in Canadian dollars
The aim is to avoid conflicts of interest when selecting reps to attend conferences
Products that can’t be transferred to a new fund dealer should be specifically disclosed to clients at the point of sale
The review to assess operational practices began in November
Lower target weights announced for the Canadian dollar, U.K. pound and Mexican peso