The total number of deals increased in Q4 and in 2016, overall, and the outlook for M&A remains steady
The project will allow firms to test novel products and services without full regulatory approval in a way that also provides investor protection
Uncertainty about the penalties these major international banks could face continues to impact their capital management, new Fitch report suggests
The settlement stems from allegations that the firm failed to properly supervise former portfolio manager Krishna Sammy
Long-term funds recorded $4.35 billion in net sales in January
This year’s compliance exams will focus on suitability and KYC issues as well as the new cost and performance reporting requirements under CRM2
Many jurisdictions consider their rules for investment funds sufficient to address loan funds
Regulators in Ontario and the U.K. are aiming to ease the path for fintech firms to expand to each other’s markets
Blockchain Intelligence Group focuses on data analytics and risk assessment
But the total number of donors and the proportion of taxpayers claiming charitable donations declined slightly, the national statistics agency reports