Canada’s regulators new list of marketplaces with full protected status also include the major exchanges published in the initial list
The deal, which has already received shareholder approval, will close on Tuesday
The asset-management firm also introduced its AGFiQ Asset Management team of multi-disciplinary investment professionals to oversee these new products
Following a retrial, Jesse Litvak was found guilty of one count of securities fraud while being vindicated of the remaining nine charges against him
At least 60,000 clients were overcharged approximately US$18 million in unauthorized fees, the regulator’s order states
The move aims to address securities industry complaints about trading costs being too high
The voluntary protocols set out expectations on the roles and responsibilities of the various firms that handle meeting vote reconciliation
Committee members will serve one-year teams and advise OSC staff on developments in fintech as well as the challenges these startup companies face
Sovereign ratings have the greatest share of negative outlooks, at 21%, while the negative outlook bias is 10% for corporates and 11% for banks
Michale Randles will spend four years in jail after admitting to his role in an offshore money laundering and “pump and dump” scheme