U.S. regulators seek to sanction executives for alleged participation in a referral hiring program that violated anti-bribery law
However, greater shareholder engagement is taking some of the wind out of their sails
A new report states that IIROC has observed “a dramatic decrease in the number of applicants and [reps] with solvency and integrity issues”
The SRO has published a revised edition of the proposed rules, with comments due on May 12
A goal is to provide greater access to London’s deep pool of global capital
Agreement will help open markets for innovative companies in both countries
The firm joins 75 of the world’s largest financial services institutions in the group, which is aiming to make the global financial system more efficient
The next challenge will be developing common standards to allow collaboration and innovation to flourish
A new report from Greenwich Associates also finds that Canadian institutional investors intend to increase their ETF allocations this year
Investors may have suffered as a result of major stock price moves caused by early, selective, or misleading disclosure made on social media