RBC’s capital markets group led underwriting for overall debt, Canadian corporate and government debt, total equity issuance, common stock issuance and secondary offerings
The ratings agency expects the U.S. Fed Funds rate will reach 3.5% to 4% by 2020
The investment industry’s informal approach to information sharing and communication works well, but improvements are needed, CSA report finds
The new rule, which takes effect Oct. 6, will bring IIROC in line with the approach the MFDA has recently adopted
New proposal explores allowing companies to report semi-annually rather than quarterly, and expanding their ability to distribute documents online
E-Proxy Voting System prototype embraces blockchain technology
The firm spent $2 million on a conference that violated the rules and included lavish gifts for reps, including Dom Perignon, jewelry and golf outings
It’s too early to predict how the regulatory landscape will evolve under the Trump administration
New guidance aims to ensure harmonized implementation of the new regime
A former manager must be reinstated and paid an award of US$5.4 million for being terminated after reporting suspected fraud at the U.S. bank