Offshore diamond distribution company recruiting investors
Ads that play on consumers’ emotions may drive them to action without much thought, new FCA paper finds
Finance minister pledges balanced budget
A new report from the CGFS finds that repo markets are unsettled as a result of monetary policy and regulatory reform
The derivatives exchange operator says it will continue to maintain a “significant operation” in London
The independent advisory group that represents investor interests at the OSC is calling for policy reform, enforcement action and a new best interest standard
A portfolio manager, various executives and an advisor are alleged to have traded on information that was subject to a non-disclosure agreement
Grant Thornton to administer distribution of frozen funds in Bossteam fraud case
Additional proposals include updates to rules on underwriting arrangements
The latest annual report from the OSC’s independent advisory group says the time has come to introduce a best interest standard and eliminate embedded commissions