Virginia Tan admitted that she fraudulently raised at least $30 million from investors
However, the number of cases against firms declined
Competition Bureau invites public comment on 2017-18 priorities and objectives
James Harvey Cameron was found guilty of fraud and tax evasion for his role in an illegal RRSP scheme that diverted investors’ funds
The potential for political disruption in the Eurozone is identified as the most urgent risk to Fitch Ratings' global credit ratings' portfolio.
The Quebec securities regulator will host a session to discuss the CSA’s consultation paper
Canadian investors continue to acquire foreign securities
The reductions are consistent with the CSA’s amendments to trading fee caps
Former Aston Hill Asset Management exec has been banned from trading for two years and will pay a total of $11,000 for his role in the scandal
Forthcoming new rules in Europe to encourage the unbundling of trading commissions and investment research will also impact most U.S. asset managers