New proposal explores allowing companies to report semi-annually rather than quarterly, and expanding their ability to distribute documents online
E-Proxy Voting System prototype embraces blockchain technology
The firm spent $2 million on a conference that violated the rules and included lavish gifts for reps, including Dom Perignon, jewelry and golf outings
It’s too early to predict how the regulatory landscape will evolve under the Trump administration
New guidance aims to ensure harmonized implementation of the new regime
A former manager must be reinstated and paid an award of US$5.4 million for being terminated after reporting suspected fraud at the U.S. bank
SumOfUs is calling on the bank’s shareholders to support a bid for greater transparency surrounding the bank’s lobbying efforts
The obligation for advisors to provide retirement advice that puts clients’ best interests first will now kick in on June 10
The group is asking the CSA in an open letter to step up its oversight and ensure bank-based advisors are meeting their regulatory obligations
Priorities for 2017 will include enhancing cybersecurity action plans and finalizing recovery plans